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SEC Awards Nearly $1 Million to Whistleblower Who Provided High-Quality Tip

The U.S. Securities and Exchange Commission (SEC) announced in December that it was awarding a whistleblower with more than $900,000 for a tip that allowed the agency to bring multiple Read More

SEC to Use Whistleblower Tips in Merrill Lynch Lawsuit

The U.S. Securities and Exchange Commission (SEC) will take action against brokerage firm Merrill Lynch, claiming that an investment that declined by about 95 percent in value was marketed using Read More

Viewing 1 - 2 out of 2 posts