Three Compliance Officers Awarded $1 Million in SEC Claim
- posted: Nov. 25, 2021
- Whistleblower Litigation, Fraud
The Securities and Exchange Commission (SEC) recently awarded three compliance professionals a joint award of $1 million for their role in helping the agency uncover and prosecute misconduct at their Read More
Whistleblower Compliance Officer Receives $1.4 Million Award from SEC
- posted: Jun. 11, 2015
- Graft and Corruption
On April 22, the U.S. Securities and Exchange Commission (SEC) announced an award of between $1.4 million and $1.6 million given to a compliance officer who alerted authorities to wrongdoing Read More
