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SEC Issues More than $500,000 to Whistleblower Under Safe Harbor Rule

In late March, the U.S. Securities and Exchange Commission (SEC) announced an award of more than $500,000 to a whistleblower who provided information hat led to a successful enforcement action. The Read More

Whistleblower Receives $750,000 Award from SEC

In a recent case, the U.S. Securities and Exchange Commission (SEC) awarded a Winnetka, Illinois man with a $750,000 award for his role in alerting authorities to securities law violations Read More

Viewing 1 - 2 out of 2 posts