Viewing 1 - 9 out of 9 posts

Tips to Ensure SEC Compliance for Private Fund Advisers

When the U.S. Securities and Exchange Commission (SEC) issues a guidance impacting long-standing practices for fund advisers, it’s important that these professionals take action quickly to ensure they are in Read More

Attorney Steve Kardell Offers Input on Ailes Case to Wall Street Journal

Attorney Steve Kardell has been was cited in a recent Wall Street Journal article covering the recent issues at Fox News related to the ouster of Chairman and CEO Roger Read More

Whistleblowers Receive Record Awards This Year

The U.S. Securities and Exchange Commission (SEC) has again ramped up the number of awards it gives out for individuals who blow the whistle on corrupt or illegal practices happening Read More

Whistleblower Controversy Hits San Francisco State University

San Francisco State University recently became the subject of a whistleblower claim after it fired an employee who correctly alerted the university to potential illegal activity and the wrongful storage Read More

OSHA Rules CSX Transportation Retaliated Against Employee

According to the Occupational Safety and Health Administration (OSHA), CSX Transportation Inc. retaliated against an employee in Selkirk, New York, who reported internal safety concerns to company management. The employee was Read More

New Trade Secrets Law Now Includes Whistleblower Protections

On May 11, President Obama signed the brand-new Defend Trade Secrets Act of 2016 (DTSA). This new legislation establishes a federal trade secrets law and has the added benefit of Read More

M&T Whistleblower Earns Share of $64 Million Fine

M&T Bank must pay $64 million to the federal government to resolve a whistleblower case, and at least $9.6 million of that settlement will go to a former employee from Read More

University of Oregon to Pay Out $1 Million to Police Whistleblower

The University of Oregon settled a lawsuit with a former police officer, agreeing to pay the man $1 million to bring the case to an end. A federal jury found in Read More

SEC Announces $3.5 Million Whistleblower Award

The U.S. Securities and Exchange Commission (SEC) recently announced a $3.5 million whistleblower award, the first of three awards handed out within the span of a week. The whistleblower was an Read More

Viewing 1 - 9 out of 9 posts